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Neoadjuvant Chemotherapy and Organ-Preserving Surgery in Early Rectal Cancer


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As reported in the Journal of Clinical Oncology by Hagen F. Kennecke, MD, MHA, and colleagues, the Canadian Cancer Trials Group phase II NEO trial has shown that 3 months of neoadjuvant chemotherapy resulted in tumor downstaging and avoidance of radical surgery in a high proportion of patients with early rectal cancer. 

Study Details

In the study, 58 patients from sites in Canada and the United States with clinical T1–T3abN0 low- or mid-rectal adenocarcinoma eligible for endoscopic resection were enrolled between August 2017 and May 2020. Patients received 3 months of neoadjuvant chemotherapy with mFOLFOX6 (modified folinic acid, fluorouracil, oxaliplatin; n = 32) or CAPOX (capecitabine/oxaliplatin; n =26). Those with evidence of response proceeded to endoscopic transanal excision surgery (TES) 2 to 6 weeks later; those without sufficient downstaging were recommended for total mesorectal excision (TME).  

Hagen F. Kennecke, MD, MHA

Hagen F. Kennecke, MD, MHA

The primary endpoint was organ preservation rate in the intention-to-treat population, defined as the proportion of patients with tumor downstaging to ypT0/T1N0/X and who avoided radical surgery.

Key Findings

Among the 58 patients, all started chemotherapy and 56 proceeded to TES. A total of 33 of the 58 patients had tumor downstaging to ypT0/1N0/X on surgery specimens, representing an organ preservation rate of 57% (90% confidence interval [CI] = 45%–68%). Of the 23 patients recommended for TME, 13 chose to proceed directly to observation, resulting in an overall organ-preservation rate of 79% (90% CI = 69%–88%). Among the 10 patients undergoing TME, 7 had no histopathologic residual disease.

Median follow-up was 15.4 months. Among all patients, locoregional relapse-free survival at 1 and 2 years was 98% (95% CI = 86%–100%) and 90% (95% CI = 58%–98%). No distant recurrences were observed. No deaths were reported.

The proportion of patients with major low anterior resection syndrome at 6 months postexcision was 22%, decreasing to 14% at 12 months. At all time points, there was little change from baseline in the lifestyle and depression/self-perception scales of the Fecal Incontinence Quality of Life instrument.

The investigators concluded, “Three months of induction chemotherapy may successfully downstage a significant proportion of patients with early-stage rectal cancer, allowing well-tolerated organ-preserving surgery.”

Dr. Kennecke, of the Providence Cancer Institute and Earle A. Chiles Research Institute, Portland, Oregon, is the corresponding author for the Journal of Clinical Oncology article.

Disclosure: The study was supported by the Canadian Cancer Society. For full disclosures of the study authors, visit ascopubs.org.

The content in this post has not been reviewed by the American Society of Clinical Oncology, Inc. (ASCO®) and does not necessarily reflect the ideas and opinions of ASCO®.
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